<?xml version="1.0" encoding="UTF-8"?><rss xmlns:dc="http://purl.org/dc/elements/1.1/" xmlns:content="http://purl.org/rss/1.0/modules/content/" xmlns:atom="http://www.w3.org/2005/Atom" version="2.0"><channel><title><![CDATA[RSS Feed]]></title><description><![CDATA[RSS Feed]]></description><link>http://direct.ecency.com</link><image><url>http://direct.ecency.com/logo512.png</url><title>RSS Feed</title><link>http://direct.ecency.com</link></image><generator>RSS for Node</generator><lastBuildDate>Tue, 21 Apr 2026 22:24:10 GMT</lastBuildDate><atom:link href="http://direct.ecency.com/created/finra/rss.xml" rel="self" type="application/rss+xml"/><item><title><![CDATA[Unlock Your Valuable Finance Career with the FINRA SIE Exam]]></title><description><![CDATA[The FINRA Securities Industry Essentials (SIE) Exam serves as your gateway to the financial industry, testing fundamental knowledge across capital markets, product risks, trading practices, and regulatory]]></description><link>http://direct.ecency.com/finra/@ameliajohn804/unlock-your-valuable-finance-career</link><guid isPermaLink="true">http://direct.ecency.com/finra/@ameliajohn804/unlock-your-valuable-finance-career</guid><category><![CDATA[finra]]></category><dc:creator><![CDATA[ameliajohn804]]></dc:creator><pubDate>Tue, 26 Aug 2025 10:20:36 GMT</pubDate></item><item><title><![CDATA[Citadel Securities Violations - Over 60 violations noted by dealer broker check]]></title><description><![CDATA[For those who like a bit of a deep dive into the various shenanigans of Ken Griffin's company, here is an official list of over 60 times Citadel Securities violations resulted in fines and censures. This]]></description><link>http://direct.ecency.com/financialcrimes/@kengriffinlies/citadelsecuritiesviolations-over60violationsnotedbydealerbrokercheck-kl4pe6dx21ogmiyakxjv</link><guid isPermaLink="true">http://direct.ecency.com/financialcrimes/@kengriffinlies/citadelsecuritiesviolations-over60violationsnotedbydealerbrokercheck-kl4pe6dx21ogmiyakxjv</guid><category><![CDATA[financialcrimes]]></category><dc:creator><![CDATA[kengriffinlies]]></dc:creator><pubDate>Fri, 15 Oct 2021 14:22:00 GMT</pubDate><enclosure url="https://images.ecency.com/p/2FFvzA2zeqoVcqQZfQCFFDeW8Psx1gZCb2ZEDF54jsuJBkrtqFZPMpAJeDnF8S5ffaUay72uzBYFeET2VZpiFxCfrp5gdSbrZ8rmAtwctsxKPRVNyj4wodp3Jpx6a?format=match&amp;mode=fit" length="0" type="false"/></item><item><title><![CDATA[FINRA Fines Former Merrill Lynch Employee $5,000 for Not Reporting Crypto Mining Activity]]></title><description><![CDATA[Merrill Lynch had informed FINRA about Kyung Soo Kim that he is fined $5,000 and banned from working with a FINRA related firm for a month. This is the latest in the SEC crackdown on the slightest]]></description><link>http://direct.ecency.com/dlike/@nikkitoo/finra-fines-former-merrill-lynch-employee-5000-for-not-reporting-crypto-mining-activity</link><guid isPermaLink="true">http://direct.ecency.com/dlike/@nikkitoo/finra-fines-former-merrill-lynch-employee-5000-for-not-reporting-crypto-mining-activity</guid><category><![CDATA[dlike]]></category><dc:creator><![CDATA[nikkitoo]]></dc:creator><pubDate>Thu, 13 Jun 2019 17:12:21 GMT</pubDate><enclosure url="https://images.ecency.com/p/Mn7gs6fABveisGGZ2KMrqBgbYAZ3syoGbqzkCf6JJpaRaCR9ZHSyPHmcbU2LxkqdvsAoV3G8uBHcan93Kn5BJtdBD3Qd2pU1xCWQoz889mc6EHvv6pmaUGgvDPjUdBwu3ppb79sTNjMJZVGfhAJx3mxkpx8qCJyWt4wirZhkWhqk7fk9r1TRd642vRRTJmnNhNVm3mH5WTr4mRNg3zxbdFyLJkukAzaJ?format=match&amp;mode=fit" length="0" type="false"/></item><item><title><![CDATA[FINRA approves Grayscale Ethereum Trust for retail - The Block]]></title><description><![CDATA[Source of shared Link]]></description><link>http://direct.ecency.com/dlike/@murtazakhan/finra-approves-grayscale-ethereum-trust-for-retail--the-block</link><guid isPermaLink="true">http://direct.ecency.com/dlike/@murtazakhan/finra-approves-grayscale-ethereum-trust-for-retail--the-block</guid><category><![CDATA[dlike]]></category><dc:creator><![CDATA[murtazakhan]]></dc:creator><pubDate>Thu, 23 May 2019 14:09:42 GMT</pubDate><enclosure url="https://images.ecency.com/p/2923mN3pnd7PvQ3K92bmkSp9iSMcoqF2xN8vXeBVEb8uLnwTSgpjWVVJNGPVjmCqdJDb9DTG6KwQHp8CLnqtUqFPgkvhw8oVQ6QYSnas812jga?format=match&amp;mode=fit" length="0" type="false"/></item><item><title><![CDATA[The Way the US Regulates Securities is Absurd]]></title><description><![CDATA[I am saving up 3 STEEM to buy a SteemConnect app. I just got 1.413 STEEM from my power down. This brings me up to 2.129 STEEM. I might have enough STEEM by this time next week to buy the service; So, I]]></description><link>http://direct.ecency.com/finance/@yintercept/the-way-the-us-regulates-securities-is-absurd</link><guid isPermaLink="true">http://direct.ecency.com/finance/@yintercept/the-way-the-us-regulates-securities-is-absurd</guid><category><![CDATA[finance]]></category><dc:creator><![CDATA[yintercept]]></dc:creator><pubDate>Tue, 30 Oct 2018 19:35:21 GMT</pubDate><enclosure url="https://images.ecency.com/p/C3TZR1g81UNaPs7vzNXHueW5ZM76DSHWEY7onmfLxcK2iP5aWE7axj1w78VdnvZGKyJQ5Q3Wf69kKFE6oBFkCJyncDMNjMHVHr5A1625emvnPvnR9BXTaaS?format=match&amp;mode=fit" length="0" type="false"/></item><item><title><![CDATA[The United States-based FINRA has charged Timothy Tilton Ayre with Fraud for trading Unregistered Cryptocurrency]]></title><description><![CDATA[ Hey Ninjas, The Crypto world is red. We know. Alts are bleeding. It's no more a breaking news. The crypto communities are angry. Most noobs have left the depression stage to the anger stage. People]]></description><link>http://direct.ecency.com/fraud/@altcoinninjas/the-united-states-based-finra-has-charged-timothy-tilton-ayre-with-fraud-for-trading-unregistered-cryptocurrency</link><guid isPermaLink="true">http://direct.ecency.com/fraud/@altcoinninjas/the-united-states-based-finra-has-charged-timothy-tilton-ayre-with-fraud-for-trading-unregistered-cryptocurrency</guid><category><![CDATA[fraud]]></category><dc:creator><![CDATA[altcoinninjas]]></dc:creator><pubDate>Wed, 12 Sep 2018 14:20:54 GMT</pubDate></item><item><title><![CDATA[New video by Minting Coins: #206 FINRA/SEC ICO-Token Regulation +  BTCPay for Bitcoin]]></title><description><![CDATA[Tue Aug 21 00:10:23 +0000 2018 @sdavignon tweeted.New video by Minting Coins: #206 FINRA/SEC ICO-Token Regulation + BTCPay for Bitcoin you use Twitter? Cross post your tweets with TweetSteem.com.@STEEMPipe.com]]></description><link>http://direct.ecency.com/life/@sdavignon/20180821t014025693z</link><guid isPermaLink="true">http://direct.ecency.com/life/@sdavignon/20180821t014025693z</guid><category><![CDATA[life]]></category><dc:creator><![CDATA[sdavignon]]></dc:creator><pubDate>Tue, 21 Aug 2018 01:40:30 GMT</pubDate><enclosure url="https://images.ecency.com/p/Zskj99Ky2U7CVEYn1Rg6HtPRKk4M93bd1gLuB6BQAK35mbSoQx9KAuWXZASDwYBqzzi3UD3KU673BwgLmYBhUxeeGQrb8bRpJeM56kNRvj697qY25EoQ?format=match&amp;mode=fit" length="0" type="false"/></item><item><title><![CDATA[Rétropédalage : Coinbase n’avait pas besoin de l’approbation de la SEC]]></title><description><![CDATA[Moins de 24 heures après que nous ayons rapporté la nouvelle selon laquelle Coinbase avait l’approbation de la SEC pour lister des Securities, la plateforme d'échange est revenue sur ses propos, expliquant]]></description><link>http://direct.ecency.com/fr/@journalducoin/rtropdalagecoinbasenavaitpasbesoindelapprobationdelasec-uiatyza8zi</link><guid isPermaLink="true">http://direct.ecency.com/fr/@journalducoin/rtropdalagecoinbasenavaitpasbesoindelapprobationdelasec-uiatyza8zi</guid><category><![CDATA[fr]]></category><dc:creator><![CDATA[journalducoin]]></dc:creator><pubDate>Wed, 18 Jul 2018 16:01:03 GMT</pubDate><enclosure url="https://images.ecency.com/p/MG5aEqKFcQi7pBxGdzVuiMdP2m7oF25fkyVR6a1rw8rUMLLt6GfGHabNbYkVFq5SZFpJDfB8wYZQTkWGP73wXZMUcEfqo44xn?format=match&amp;mode=fit" length="0" type="false"/></item><item><title><![CDATA[Coinbase autorisé par la SEC et la FINRA à lister des cryptos de type « securities »]]></title><description><![CDATA[Comme nous vous l’avions annoncé au début du mois de juin, Coinbase devait acquérir trois sociétés détenant diverses licences auprès de la SEC (Securities and Exchange Commission), dans le but de pouvoir]]></description><link>http://direct.ecency.com/fr/@journalducoin/coinbaseautorisparlasecetlafinralisterdescryptosdetypesecurities-r3jwv6zxc7</link><guid isPermaLink="true">http://direct.ecency.com/fr/@journalducoin/coinbaseautorisparlasecetlafinralisterdescryptosdetypesecurities-r3jwv6zxc7</guid><category><![CDATA[fr]]></category><dc:creator><![CDATA[journalducoin]]></dc:creator><pubDate>Wed, 18 Jul 2018 09:01:03 GMT</pubDate><enclosure url="https://images.ecency.com/p/46aP2QbqUqBqzKWmTUWuaQjqqSjpqxaMu6FchEejMCqsn4DTu4M6SJLmYBkYQnt4i3RQZ5beiGKv4qvrSzfFdcLEFbJe?format=match&amp;mode=fit" length="0" type="false"/></item><item><title><![CDATA[Coinbase: ottenuto l'ok dalla SEC per aggiungere le Securities ed altri servizi]]></title><description><![CDATA[Coinbase Inc, uno degli Exchange più popolari al mondo, ha detto di aver ottenuto il via libera dalla SEC per andare avanti con un trio di acquisizioni che le permetteranno di diventare uno dei primi Exchange]]></description><link>http://direct.ecency.com/coinbase/@cryptominando/coinbaseottenutolokdallasecperaggiungerelesecuritiesedaltriservizi-70rfkflu0t</link><guid isPermaLink="true">http://direct.ecency.com/coinbase/@cryptominando/coinbaseottenutolokdallasecperaggiungerelesecuritiesedaltriservizi-70rfkflu0t</guid><category><![CDATA[coinbase]]></category><dc:creator><![CDATA[cryptominando]]></dc:creator><pubDate>Tue, 17 Jul 2018 05:36:12 GMT</pubDate><enclosure url="https://images.ecency.com/p/46aP2QLrGDQoMBsi9jBW6NNVPrGc44dhPNoofEXH8SsfCtbutHpRJLhboAiHmAA1jF8CHnTNgG6rqqQPZztRatPT4h8S?format=match&amp;mode=fit" length="0" type="false"/></item><item><title><![CDATA[FINRA : tout courtier doit s’enregistrer auprès de l'autorité de régulation américaine]]></title><description><![CDATA[La FINRA préfère prévenir : tout courtier ou société de courtage ayant un quelconque rapport avec les cryptos est tenu d’informer l’organisme en charge de réguler les marchés financiers dans les plus brefs]]></description><link>http://direct.ecency.com/fr/@journalducoin/finratoutcourtierdoitsenregistrerauprsdelautoritdergulationamricaine-i4o5ycmlyw</link><guid isPermaLink="true">http://direct.ecency.com/fr/@journalducoin/finratoutcourtierdoitsenregistrerauprsdelautoritdergulationamricaine-i4o5ycmlyw</guid><category><![CDATA[fr]]></category><dc:creator><![CDATA[journalducoin]]></dc:creator><pubDate>Thu, 12 Jul 2018 12:01:03 GMT</pubDate><enclosure url="https://images.ecency.com/p/7DceLgR4szFxEoQPmx9mFsaLyDQXnCHH9DpmwEPCEUCXgcgfHTUEm9jQtdh3wCpASP63eCGrNMaR5EJKndq1x?format=match&amp;mode=fit" length="0" type="false"/></item><item><title><![CDATA[U.S. Finance Watchdog Takes Aim at Cryptocurrency]]></title><description><![CDATA[The Financial Industry Regulatory Authority (FINRA), a self-regulatory body for broker-dealersm has released a regulatory notice to mandate its member to notify the authority if they engage in any]]></description><link>http://direct.ecency.com/cryptocurrency/@mhsnmajidi/u-s-finance-watchdog-takes-aim-at-cryptocurrency</link><guid isPermaLink="true">http://direct.ecency.com/cryptocurrency/@mhsnmajidi/u-s-finance-watchdog-takes-aim-at-cryptocurrency</guid><category><![CDATA[cryptocurrency]]></category><dc:creator><![CDATA[mhsnmajidi]]></dc:creator><pubDate>Wed, 11 Jul 2018 03:49:45 GMT</pubDate><enclosure url="https://images.ecency.com/p/99pyU5Ga1kwqSXWA2evTexn6YzPHotJF8R85JZsErvtTWYAFS5eF8N88NafZ7H1EXhxZyDNCkMe7hJX8u9hWvdunuN9DLxBkyho7SXTh6Y3SNHqXU81g35aBpieQ6sd7Zp?format=match&amp;mode=fit" length="0" type="false"/></item><item><title><![CDATA[😱 Did Brokerage Firms Have To Disclose Bitcoin Activities ??? 😮😮]]></title><description><![CDATA[US Financial Authority Asks Brokerage Firms to Disclose Crypto Activities The Financial Industry Regulatory Authority has issued a notice encouraging every firm that sells securities to the public in the]]></description><link>http://direct.ecency.com/bitcoin/@sachinpanghal/did-brokerage-firms-have-to-disclose-bitcoin-activities</link><guid isPermaLink="true">http://direct.ecency.com/bitcoin/@sachinpanghal/did-brokerage-firms-have-to-disclose-bitcoin-activities</guid><category><![CDATA[bitcoin]]></category><dc:creator><![CDATA[sachinpanghal]]></dc:creator><pubDate>Tue, 10 Jul 2018 10:28:09 GMT</pubDate><enclosure url="https://images.ecency.com/p/X37EMQ9WSwsPgrSZJicqsavzeAd6Wz726s7hJ9jVhC5z8MA4Lot7URyvNgegCAsLhwhuK6vZt5vyGnRi3uWVm1ei1F2a54QS1kwdG?format=match&amp;mode=fit" length="0" type="false"/></item><item><title><![CDATA[US FINRA Calls on Members to Reveal Crypto Activities]]></title><link>http://direct.ecency.com/self/@sachinsanju/us-finra-calls-on-members-to-reveal-crypto-activities</link><guid isPermaLink="true">http://direct.ecency.com/self/@sachinsanju/us-finra-calls-on-members-to-reveal-crypto-activities</guid><category><![CDATA[self]]></category><dc:creator><![CDATA[sachinsanju]]></dc:creator><pubDate>Mon, 09 Jul 2018 19:19:21 GMT</pubDate><enclosure url="https://images.ecency.com/p/JvFFVmatwWHRfvmtd53nmEJ94xpKydwmbSC5H5svBACH7ymih79bXTCp3RESeB99Zpyi1Y6LKhHbYtR7GYpwMq9tKTg5mpGeaPBhTNNpuSCaEV2dWkEdp4SZpkrAxUCWcQRWTEcpP8?format=match&amp;mode=fit" length="0" type="false"/></item><item><title><![CDATA[Trading Sanctions Imposed on Tezos Co-Founder Amid FINRA Settlement]]></title><description><![CDATA[CROWDFUNDING The Financial Industry Regulatory Authority (FINRA), has taken action against Tezos co-founder Arthur Breitman. The Wall Street regulator has fined Mr. Breitman $20,000 USD, banning Tezos]]></description><link>http://direct.ecency.com/amin/@zeshanjaved/trading-sanctions-imposed-on-tezos-co-founder-amid-finra-settlement</link><guid isPermaLink="true">http://direct.ecency.com/amin/@zeshanjaved/trading-sanctions-imposed-on-tezos-co-founder-amid-finra-settlement</guid><category><![CDATA[amin]]></category><dc:creator><![CDATA[zeshanjaved]]></dc:creator><pubDate>Sun, 22 Apr 2018 07:15:51 GMT</pubDate><enclosure url="https://images.ecency.com/p/4i88GgaV8qiFzpbBWNPphv9DuFSVnkH34Sbv5bQ4ofZnXiEqwATD3CdJFo8RdGjTjFK9u8QaMAD9rtuAYmg3zkVtyAjszkeFuAGTUXj2JLu4PFH6Mydbm4WfQa?format=match&amp;mode=fit" length="0" type="false"/></item><item><title><![CDATA[CFTC Says Crypto Enthusiasts Should "Thoroughly" Research Before Investing]]></title><description><![CDATA[CFTC Warns Crypto Investors The U.S. Commodity Futures Trading Commission (CFTC) issued a statement on Thursday in which it warned investors not to purchase digital currencies based on "social media]]></description><link>http://direct.ecency.com/cftc/@cryptocoremedia/cftcsayscryptoenthusiastsshouldthoroughlyresearchbeforeinvesting-v6djtuj05x</link><guid isPermaLink="true">http://direct.ecency.com/cftc/@cryptocoremedia/cftcsayscryptoenthusiastsshouldthoroughlyresearchbeforeinvesting-v6djtuj05x</guid><category><![CDATA[cftc]]></category><dc:creator><![CDATA[cryptocoremedia]]></dc:creator><pubDate>Fri, 16 Feb 2018 09:46:18 GMT</pubDate></item><item><title><![CDATA[Finra Issues Warning On Crypto-Related Stock Scams]]></title><description><![CDATA[Content adapted from this Zerohedge.com article : Source Yesterday morning we explained the latest and greatest get rich quick scheme in the stock market as follows: Now that it is abundantly clear that]]></description><link>http://direct.ecency.com/ipo/@zer0hedge/finra-issues-warning-on-crypto-related-stock-scams</link><guid isPermaLink="true">http://direct.ecency.com/ipo/@zer0hedge/finra-issues-warning-on-crypto-related-stock-scams</guid><category><![CDATA[ipo]]></category><dc:creator><![CDATA[zer0hedge]]></dc:creator><pubDate>Fri, 22 Dec 2017 18:38:30 GMT</pubDate><enclosure url="https://images.ecency.com/p/JvFFVk6AaGhStRNQxZjUrwKZFB1WdidY2YWr7SHKePmvp5jaCdEv2LAN8SxcxK1pRfokVBBN5MTVGvkjxwosTBudFpd1y8Y586Kqw5DcR4rcYhQhrKwwy71Y6v6xYaY8DhScksjGx6?format=match&amp;mode=fit" length="0" type="false"/></item><item><title><![CDATA[Brokerage price war and the odds of bitcoin coming to the brokerage account]]></title><description><![CDATA[As a writer I will look into alot of things and it can be hard to tell what is going to hit or miss in a search engine so I will report on low dollar stuff from time to time I am theorising that in addition]]></description><link>http://direct.ecency.com/bitcoin/@edexter/brokerage-price-war-and-the-odds-of-bitcoin-coming-to-the-brokerage-account</link><guid isPermaLink="true">http://direct.ecency.com/bitcoin/@edexter/brokerage-price-war-and-the-odds-of-bitcoin-coming-to-the-brokerage-account</guid><category><![CDATA[bitcoin]]></category><dc:creator><![CDATA[edexter]]></dc:creator><pubDate>Sun, 30 Apr 2017 18:42:30 GMT</pubDate></item></channel></rss>