The FINRA Securities Industry Essentials (SIE) Exam serves as your gateway to the financial industry, testing fundamental knowledge across capital markets, product risks, trading practices, and regulatory

For those who like a bit of a deep dive into the various shenanigans of Ken Griffin's company, here is an official list of over 60 times Citadel Securities violations resulted in fines and censures. This

Merrill Lynch had informed FINRA about Kyung Soo Kim that he is fined $5,000 and banned from working with a FINRA related firm for a month. This is the latest in the SEC crackdown on the slightest

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I am saving up 3 STEEM to buy a SteemConnect app. I just got 1.413 STEEM from my power down. This brings me up to 2.129 STEEM. I might have enough STEEM by this time next week to buy the service; So, I

 Hey Ninjas, The Crypto world is red. We know. Alts are bleeding. It's no more a breaking news. The crypto communities are angry. Most noobs have left the depression stage to the anger stage. People

Tue Aug 21 00:10:23 +0000 2018 @sdavignon tweeted.New video by Minting Coins: #206 FINRA/SEC ICO-Token Regulation + BTCPay for Bitcoin you use Twitter? Cross post your tweets with TweetSteem.com.@STEEMPipe.com

Moins de 24 heures après que nous ayons rapporté la nouvelle selon laquelle Coinbase avait l’approbation de la SEC pour lister des Securities, la plateforme d'échange est revenue sur ses propos, expliquant

Comme nous vous l’avions annoncé au début du mois de juin, Coinbase devait acquérir trois sociétés détenant diverses licences auprès de la SEC (Securities and Exchange Commission), dans le but de pouvoir

Coinbase Inc, uno degli Exchange più popolari al mondo, ha detto di aver ottenuto il via libera dalla SEC per andare avanti con un trio di acquisizioni che le permetteranno di diventare uno dei primi Exchange

La FINRA préfère prévenir : tout courtier ou société de courtage ayant un quelconque rapport avec les cryptos est tenu d’informer l’organisme en charge de réguler les marchés financiers dans les plus brefs

The Financial Industry Regulatory Authority (FINRA), a self-regulatory body for broker-dealersm has released a regulatory notice to mandate its member to notify the authority if they engage in any

US Financial Authority Asks Brokerage Firms to Disclose Crypto Activities The Financial Industry Regulatory Authority has issued a notice encouraging every firm that sells securities to the public in the

CROWDFUNDING The Financial Industry Regulatory Authority (FINRA), has taken action against Tezos co-founder Arthur Breitman. The Wall Street regulator has fined Mr. Breitman $20,000 USD, banning Tezos

CFTC Warns Crypto Investors The U.S. Commodity Futures Trading Commission (CFTC) issued a statement on Thursday in which it warned investors not to purchase digital currencies based on "social media

Content adapted from this Zerohedge.com article : Source Yesterday morning we explained the latest and greatest get rich quick scheme in the stock market as follows: Now that it is abundantly clear that

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